Regulation

Financial Conduct Authority

Trade Finance Merchants Ltd is authorized and regulated by the Financial Conduct Authority (FCA), FRN:  738167 , and is authorized to hold client money in accordance with FCA CASS rules. 

The Financial Conduct Authority (FCA) is the UK regulator. It is a control institution that regulates the activities of companies. Moreover, those companies that participate in the financing of the body fall under his control. Forex brokers are also included, and the FCA is responsible for overseeing their work in order to protect clients.

An FCA license is issued to a broker only if it meets all of the existing regulatory requirements of the said agency.
Based on FCA requirements, in order to obtain a license, you need a capital of at least £ 1 million. The number of clients working on the platform and the number of deposits are taken into account.

The FCA also works with the Bank of England (BOE) and the Prudential Regulatory Authority (PRA).

All brokers controlled by this body must comply with all its principles. They are required to create separate accounts for clients and companies.

Trade Finance Merchants Ltd holds an FCA license, which guarantees its clients a safe work, providing all the relevant benefits.
 

MiFID

The Markets in Financial Instruments Directive (MiFID) was adopted by the European Parliament and the Council and entered into force on November 1, 2007. The Directive regulates markets in financial instruments for the provision of investment services and activities within the European Economic Area (EEA). The EEA consists of 27 EU member states, as well as Iceland, Liechtenstein and Norway.

The main goal of MiFID is to harmonize the regulatory financial markets within the EEA, thus increasing efficiency, financial transparency, increasing competition and protecting investment services consumers. Under MiFID, investment companies can freely provide their services in the territory of another member state or third country, provided that the investment company has the right to provide such services. In accordance with the directive, the company fully complies with the pan-European requirements of transparency and business ethics, which made it possible to provide cross-border services.

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